FSMC, TITLE 4. JUDICIARY OF THE FSM Chapter 1: Judicial
Organization
§ 101. Short title.
§ 102. Supreme Court.
§ 103. Composition of the Supreme Court.
§ 104. Special assignments.
§ 105. Vacancy in the Office of Chief Justice.
§ 106. Precedence of Associate Justices.
§ 107. Qualifications of Supreme Court Justices.
§ 108. Compensation of the judiciary.
§ 109. Trial Division sessions.
§ 110. Appellate Division sessions.
§ 111. Clerks of Courts.
§ 112. Other employees.
§ 113. Assessors.
§ 114. Removal of Clerks, officers, and employees.
§ 115. Assistance to State courts.
§ 116. Seal.
§ 117. General powers of the Supreme Court.
§ 118. Authority to administer oaths and take acknowledgments.
§ 119. Contempt.
§ 120. Sessions and records to be public.
§ 121. Publication of decisions.
§ 122. Judicial ethics.
§ 123. Practice of law prohibited.
§ 124. Disqualification of Supreme Court Justice.
§ 125. Disposition of fines and fees.
This title is known and may be cited as the Judiciary Act of 1979.
Source: PL 1-31 § 1.
Cross-reference: For constitutional provisions on the Judiciary, see FSM Const., art. XI. For statutory provisions on Judicial Procedure, see title 6 of this code.
Case annotations
: The power to issue declaratory judgments is within the judicial power vested in the FSM Supreme Court by art. XI, § 1 of the Constitution and confirmed by the Judiciary Act of 1979. The FSM Supreme Court may exercise jurisdiction over an action seeking a declaratory judgment so long as there is a "case" within the meaning of art. XI, § 6(b). Ponape Chamber of Commerce v. Nett, 1 FSM Intrm. 389, 400 ( Pon. 1984).
The Judiciary Act of 1979, in title 4 of the FSM Code, and the Judiciary Article, art. XI of the Constitution of the Federated States of Micronesia govern the structure and powers of the FSM Supreme Court, and make no provision for appointment of special judges to sit with a Justice of this Court. 5 FSMC 514 has no application to proceedings before the Trial Division of the FSM Supreme Court. In re Raitoun, 1 FSM Intrm. 561, 564-65 (App. 1984).
The judicial authority in the Federated States of Micronesia is vested in the Supreme Court of the Federated States of Micronesia.
Source: PL 1-31 § 2.
Cross-reference: FSM Const., art. XI, § 1. The statutory provisions on Judicial Procedure are found in title 6 of this code.
Case annotations
: The Constitution contemplates that decisions affecting the people of the FSM will be decided by courts appointed by the constitutional governments of the FSM. This in turn requires an expansive reading of the FSM Supreme Court's jurisdictional mandate while we await establishment of functioning state courts. In re Nahnsen, 1 FSM Intrm. 97, 111 (Pon. 1982).
The FSM Supreme Court is not bound by decisions of United States courts; however, careful consideration should be given to United States decisions regarding court policies as the FSM national courts are modeled on those of the United States. Nix v. Ehmes,
1 FSM Intrm. 114, 119 (Pon. 1982).
As a general proposition, a court system resolves disputes by considering and deciding between competing claims of two or more opposing parties. In re Sproat,
2 FSM Intrm. 1, 4 (Pon. 1985).
It is thought that the judicial power to declare the law will more likely be exercised in enlightened fashion if it is employed only where the court is exposed to the differing points of view of adversaries. Thus judicial decision-making power is typically exercised by a court which has heard competing contentions of adversaries having sufficient interests in the outcome to thoroughly consider, research and argue the points at issue. Even then, a court's declarations of law should be limited to rulings necessary to resolve the dispute before it. In re Sproat,
2 FSM Intrm. 1, 4 (Pon. 1985).
Courts have an affirmative obligation to avoid erroneous rulings and may not be bound by incorrect legal premises upon which even all parties rely. Michelsen v. FSM, 3 FSM Intrm. 416, 419 (Pon. 1988).
The FSM Constitution provides no authority for any court to act within the FSM, other than the FSM Supreme Court, inferior courts to be established by statute, and state or local courts. United Church of Christ v. Hamo, 4 FSM Intrm. 95, 105 (App. 1989).
The provisions of the FSM Constitution spelling out jurisdiction and vesting the entire judicial power of the national government in the FSM Supreme Court are self-executing, and the judicial power of the FSM Supreme Court is not dependent upon congressional action. United Church of Christ v. Hamo, 4 FSM Intrm. 95, 105-06 (App. 1989).
Courts have inherent power, and an obligation, to monitor the conduct of counsel and to enforce compliance with procedural rules. Leeruw v. Yap, 4 FSM Intrm. 145, 150 (Yap 1989).
Even when a national court places itself in the shoes of the state court and interprets state law, the state court is always the final arbiter of the meaning of a state law. State court interpretations of state law which contradict prior rulings of the national courts are controlling. Pohnpei v. MV Hai Hsiang #36 (I), 6 FSM Intrm. 594, 601 (Pon. 1994).
The Supreme Court shall consist of a Chief Justice and not more than five Associate Justices.
Source: PL 1-31 § 3; PL 3-3 § 1.
Cross-reference: FSM Const., art. XI, § 2.
Case annotations:
Judges
Preservation of a fair decision-making process, and even the maintenance of a democratic system of government, requires that courts and individual judges be protected against unnecessary external pressures. In re Iriarte (I), 1 FSM Intrm. 239, 247 (Pon. 1983).
In the FSM, criminal cases are tried before the judge as fact finder. Andohn v. FSM, 1 FSM Intrm. 433, 441 (App. 1984).
Where an appellate court has held that a trial judge is under a clear and non-discretionary duty to step aside from presiding over a case and the petitioner has a constitutional right to obtain compliance with that duty, all documents issued after the date of the appellate decision are null and void and shall be expunged from the record and the judge shall be enjoined from taking any further action as a judge in the case.Etscheit v. Santos, 5 FSM Intrm. 111, 113 (App. 1991).
The FSM Supreme Court is immune from an award of damages, pursuant to 11 FSMC 701(3), arising from the performance by the Chief Justice of his constitutionally granted rule-making powers. Berman v. FSM Supreme Court (II), 5 FSM Intrm. 371, 374 (Pon. 1992).
The Chief Justice, in making rules, is performing a legislative function and is immune from an action for damages. Berman v. FSM Supreme Court (II), 5 FSM Intrm. 371, 374 (Pon. 1992).
The grant of immunity to the Chief Justice while performing his rule-making authority is to protect the independence of one exercising a constitutionally granted legislative power. Berman v. FSM Supreme Court (II), 5 FSM Intrm. 371, 374 (Pon. 1992).
A judge is generally granted absolute civil immunity from civil liability for acts done in the exercise of a judicial function. Jano v. King,
5 FSM Intrm. 388, 391 (Pon. 1992).
A judge loses the cloak of judicial immunity in only two instances. A judge is not immune for actions not taken in the judge's judicial capacity, and a judge is not immune for actions, though judicial in nature, taken in the absence of all jurisdiction.Jano v. King, 5 FSM Intrm. 388, 391 (Pon. 1992).
An act performed by a judge does not have to be an adjudicatory act in order for it to be a judicial act. Judges and justices of the courts of the FSM are protected by the cloak of judicial absolute immunity for judicial functions performed unless they are in complete absence of jurisdiction. Jano v. King,
5 FSM Intrm. 388, 392-93 (Pon. 1992).
Judges and justices of the FSM are protected by the cloak of absolute immunity for judicial functions, performed, unless the functions were performed in the complete absence of jurisdiction. Issuance of a search warrant is within the jurisdiction of FSM courts. Therefore it is a judicial act to which immunity attaches. Liwi v. Finn,
5 FSM Intrm. 398, 400-01 (Pon. 1992).
In order for a Congressional statute to give the court valid authority in those areas which the Constitution grants the Chief Justice rule-making powers the Chief Justice does not first have to promulgate a rule before Congress may legislate on the same subject. Hartman v. FSM, 6 FSM Intrm. 293, 297 (App. 1993).
If someone constitutionally ineligible for appointment, is appointed a judge then his status is that of a de facto judge. A de facto judge is one who exercises the duties of the judicial office under the color of an appointment thereto. Where there is an office to be filled, and one, acting under color of authority, fills the office and discharges its duties, his actions are those of an officer de facto, and binding on the public. Hartman v. FSM, 6 FSM Intrm. 293, 298-99 (App. 1993).
Since the acts of a de facto judge are valid against all except the sovereign and generally not subject to collateral attack, the proper method to question a de facto judge's authority is through a quo warranto proceeding brought by the sovereign.Hartman v. FSM, 6 FSM Intrm. 293, 299 (App. 1993).
The view that the de facto doctrine, where applicable, should operate to prevent challenges to the authority of special judges, acting under color of right, by private litigants, in the proceedings before them is better suited for the social and geographical configuration of Micronesia. Hartman v. FSM, 6 FSM Intrm. 293, 299 (App. 1993).
The Chief Justice may give special assignments pursuant to article XI, section 9(b) of the Constitution. In the case of temporary Justices appointed pursuant to this authority:
(1) The person appointed shall meet the qualifications of section 107 of this chapter.
(2) The Congress may by resolution disapprove of the continued service of any temporary Justice whose cumulative service exceeds three months, and the disapproved person shall thereafter be ineligible for further service as a temporary Justice for one year, unless the Congress shall sooner revoke its disapproval.
(3) The Chief Justice shall give notice to the President and the Congress upon the appointment of any temporary Justice.
Source: PL 1-31 § 4; PL 6-102 § 1; PL 7-30 § 1.
Case annotations: The Chief Justice has the constitutional authority to make rules for the appointment of special judges, and Congress has the constitutional authority to amend them. Congress has provided the Chief Justice with the statutory authority to appoint temporary justices. Where Congress has acted pursuant to its constitutional authority to provide statutory authority to the court, the court need not have exercised its concurrent rule-making authority. Jano v. King,
5 FSM Intrm. 326, 331 (App. 1992).
Whenever the Office of Chief Justice is vacant or the Chief Justice is unable to perform the duties of office, and no appointment of an Acting Chief Justice has been made by the Chief Justice or the President pursuant to article XI, section 4 of the Constitution, the powers and duties of the office shall devolve upon the Associate Justice senior in precedence who is able to act, until such disability is removed or another Chief Justice is appointed and duly qualified.
Source: PL 1-31 § 5.
Case annotations
: The Chief Justice may appoint an acting chief justice if he is unable to perform his duties. "Unable to perform his duties" refers to a physical or mental disability of some duration, not to the legal inability to act on one particular case. Jano v. King,
5 FSM Intrm. 326, 331 (App.
1992).
Associate Justices shall have precedence according to the seniority of their commissions. Justices whose commissions bear the same date shall have precedence according to seniority in age.
Source: PL 1-31 § 6.
A person nominated to the position of Chief Justice or Associate Justice of the Supreme Court shall:
(1) be at least thirty years of
age at the time of nomination; and
(2) be a graduate from an
accredited law school and be admitted to practice law in any jurisdiction,
or be a person of equivalent and extraordinary legal ability obtained
through at least five years of experience practicing law. Source: PL 1-31
§ 7. Cross-reference:
FSM Const., art. XI, § 5.
(1)
Salaries. The Chief Justice of the
Supreme Court of the Federated States of Micronesia shall receive a salary
of $40,000 per annum. The Associate Justices of the Supreme Court
shall receive a salary of $38,000 per annum.
(2) Overtime compensation. No Justices of
the Supreme Court shall be entitled to any form of additional compensation
for any work performed in excess of 40 hours per week.
(3) Health insurance. Each Justice of the
Supreme Court shall be entitled to participate in the National Government
group health insurance program in effect during his tenure in office,
under the same terms and conditions which apply to employees of the
National Public Service System.
(4)
Housing. Furnished housing and
utilities shall be provided without cost to each Justice of the Supreme
Court.
(5) Vehicle. Each Justice of the Supreme
Court shall be provided with a Government automobile at his duty station,
which shall be used primarily for official business.
(6) Recruitment expenses.
(a) Each Justice of the Supreme
Court shall be entitled to whatever recruitment expenses are available to
regular Government prime contract employees at the time he is confirmed,
under the same terms and conditions which apply to employees of the
National Public Service System.
(b) For the purpose of
determining the benefits available pursuant to this subsection, the
dependents, if any, of each Justice shall be determined in accordance with
subsection (9) of this section.
(c) The shipment of household
goods and personal effects for each Justice must commence within two years
of the date of entry on duty of the Justice, notwithstanding any contrary
provisions of the standard Government prime contract.
(d) Notwithstanding any contrary
provisions of this section, the household goods and personal effects of
any Justice confirmed after the effective date of the act from which this
section derives, must be shipped to his duty station within the time limit
applicable to regular Government prime contract employees at the time he
is confirmed.
(7) Repatriation
expenses.
(a) Whenever a Justice of the
Supreme Court shall retire or otherwise terminate his service as a Justice
of the Court, he shall be entitled to whatever repatriation expenses are
available to regular Government prime contract employees at the time he
terminates his service, under the same terms and conditions which apply to
employees of the National Public Service System; provided, however, that
for the purpose of determining the benefits available pursuant to this
section, the dependents, if any, of each Justice shall be determined in
accordance with subsection (9) of this section.
(b) The provisions of this
subsection shall not apply to any Justice who terminates his service as a
Justice of the Supreme Court due to impeachment.
(8) Life insurance. Each Justice of the
Supreme Court shall be entitled to participate in the National Government
group life insurance program in effect during his tenure in office, under
the same terms and conditions which apply to employees of the National
Public Service System.
(9) Dependents. As used in
this section, the term "dependents" is limited to the spouses and children of Justices;
provided, that no child shall be considered a dependent after he graduates
from undergraduate school, is married, or reaches the age of twenty-two
years, whichever occurs first.
(10) Compensation limitations. No Justice of
the Supreme Court shall be entitled to any benefits, remuneration, salary,
or any other form of compensation except as provided by this
section.
(11)
Retroactivity. The provisions of
this section shall be retroactive to the date of confirmation by the
Congress of the Federated States of Micronesia of each Justice of the
Supreme Court; provided, that in no event shall any monetary payment be
permitted for any form of compensation hereby made retroactively
available, but not received during the fiscal year in which the right to
such compensation accrued. Source: PL
IC-27 § 2; PL 3-40 § 1. Cross-reference:
FSM Const., art. XI, § 5.
The Trial Division shall be continuously in session
subject to recess and shall serve the States of Kosrae, Yap, Truk, and
Ponape as needed and as consistent with their respective
charters. Source: PL 1-31
§ 8. Cross-reference:
FSM Const., art. XI, § 9. The statutory provisions on Judicial
Procedures are found in title 6 of this code. Case
annotations: Where plaintiff's complaint is written in
English and the defendant requests a written translation into a local
Micronesian language, and where appears that this is the only language the
defendant can speak or read, the trial judge may order that the court
provide a written translation and that the expense of providing the
translation shall be taxed as a cost to the party not prevailing in the
action. Rawepi v.
Billimon, 2 FSM Intrm. 240, 241 (Truk
1986). The Appellate
Division shall convene from time to time as may be necessary for the
efficient disposition of appellate matters. A single Appellate
Division Justice may make all necessary orders concerning any appeal prior
to the hearing and determination thereof, subject to review by the full
Appellate Division. Source: PL 1-31 §
9. Cross-reference: FSM Const., art. XI, §
9. The statutory provisions on Judicial Procedures are found in
title 6 of this code.
Case
annotations: The appellate division of the Supreme Court of
the FSM may accept direct filing of a case and an expedited briefing
schedule may be established where there is limited time available and
prompt resolution of the issues in the case is decidedly in the national
interest. Constitutional
Convention 1990 v. President, 4 FSM Intrm. 320, 324 (App.
1990). When the remanding appellate court has not mandated a
hearing on remand, it is within the sound discretion of the trial court to
decide whether or not to convene a post-remand hearing. FSM v.
Hartman (I), 5 FSM Intrm. 350, 351 (Pon.
1992). The Chief
Justice of the Supreme Court may appoint a Clerk of the Supreme Court, who
shall maintain an office in Ponape. The Clerk of the Supreme Court
shall perform those duties prescribed by the Chief Justice. The
Chief Justice may also appoint Assistant Clerks in the States who may also
serve as clerks of the State or District courts. The Clerk of the
Supreme Court in Ponape shall be the Chief Clerk. The Clerks of the
Supreme Court shall perform those duties prescribed by the Chief
Justice. Source: PL 1-31 §
10. The Chief
Justice may appoint and prescribe duties for such other officers and
employees of the Supreme Court as he deems necessary, and may delegate
this authority to an Associate Justice. Source: PL 1-31 §
11. Cross-reference: FSM Const., art. XI, §
9. Any Justice of
the Supreme Court may appoint one or more assessors to advise him at the
trial of any case with respect to local law or custom or such other
matters requiring specialized knowledge. All such advice shall be of
record and the assessors shall be subject to examination and
cross-examination by any party. Source: PL 1_31 §
12. Cross-reference: FSM Const., art. XI, §
9. The statutory provisions on Judicial Procedures are found in
title 6 of this code. The Chief
Justice may remove any Clerk, officer, or employee of the Supreme Court
for good cause. The removal may be appealed to the Appellate
Division of the Supreme Court. Source: PL 1-31 §
13. Cross-reference: FSM Const., art. XI, §
9.
(1) The Chief Justice of the
Supreme Court shall establish suitable arrangements and procedures for
State court utilization of facilities, Clerks, officers, and employees of
the Supreme Court and for Supreme Court utilization of facilities,
clerks, officers, and employees of the State or District courts. The
Chief Justice may delegate this authority to an Associate
Justice.
(2) The Justices of the Supreme
Court shall make themselves available, to the extent not inconsistent with
the proper performance of their duties as Supreme Court Justices, for
appointment as temporary judges of State or District courts or assessors
on matters of law on State courts. Source: PL 1-31 §
14. Cross-reference: FSM Const., art. XI, §
10, states that: "Section 10 - The Congress shall
contribute to the financial support of state judicial systems and may
provide other assistance." The Appellate
Division of the Supreme Court shall have a seal which shall be kept in the
custody of the Clerk of the Supreme Court in Ponape. The Trial
Division of the Supreme Court shall have seals which shall be kept in the
custody of the Assistant Clerks of the Supreme Court in each
State. Source: PL 1-31 §
15. The Supreme
Court and each division thereof shall have power to issue all writs and
other process, make rules and orders, and do all acts, not inconsistent
with law or with the rules of procedure and evidence established by the
Chief Justice, as may be necessary for the due administration of justice,
and, without limiting the generality of the foregoing, may grant bail,
accept and cause forfeit of security therefor, make orders for the
attendance of witnesses with or without documents, and make orders for the
disposal of exhibits.
Source: PL 1-31 §
16. Case
annotations: The FSM Supreme Court has inherent
constitutional power to issue all writs: this includes the traditional
common law writ of mandamus. 4 FSMC 117. Nix v. Ehmes,
1 FSM Intrm. 114, 118 (Pon. 1982). The writ of mandamus is used to compel public
officials to perform a duty ministerial in nature and not subject to the
official's own discretion. Nix v. Ehmes,
1 FSM Intrm. 114, 118 (Pon. 1982). The writ of mandamus is an extraordinary remedy, the
object is not to cure a mere legal error or to serve as a substitution for
appeal, but to require an official to carry out a clear nondiscretionary
duty. In re
Raitoun, 1 FSM Intrm. 561, 562 (App. 1984). Only under special circumstances that render the
matter rare and exceptional should the Appellate Division of the FSM
Supreme Court issue a writ of mandamus to alter the conduct of a trial
judge before the trial court has completed proceedings and reached a final
decision. In re
Raitoun, 1 FSM Intrm. 561, 562-63 (App. 1984).
The finality requirement and its underlying rationale
mandate appellate court restraint and preclude issuance of writs of
mandamus and prohibition on an interlocutory basis except in those rare
and exceptional circumstances when the precise requirements for issuance
of the writ are met and the appellate court in its discretion determines
that immediate relief is called for. In re Main, 4
FSM Intrm. 255, 258 (App. 1990). The writ of mandamus is an extraordinary remedy
issued to require a public official to carry out a clear non-discretionary
duty. Office of the Public
Defender v. FSM Supreme Court, 4 FSM Intrm. 307, 309 (App.
1990). 4 FSMC 117 gives both the trial division and the
appellate division the powers to issue all writs not inconsistent with law
or with the rules of civil procedure. FSM Appellate Rule 22(a)
requires petitions for writs of habeas corpus be first brought in the
trial division. When circumstances have been shown to warrant, the
appellate division clearly has the authority to suspend the rule. In re Extradition of
Jano, 6 FSM Intrm. 31, 32 (App. 1993). That the FSM Supreme Court has the general power to
issue writs of mandamus is beyond controversy. 4 FSMC 117.
However, exercise of such power must be tempered by sober judgment,
for it is equally settled that the writ of mandamus is an extraordinary
remedy, the object of which is not to cure a mere legal error or to serve
as a substitute for appeal, but to require an official to carry out a
clear non-discretionary duty. Damarlane v.
Santos, 6 FSM Intrm. 45, 46 (Pon. 1993). When a justice is called upon to alter the conduct of
a trial judge in a state court before that court has completed proceedings
and reached a final decision in a case, the pertinent inquiry is whether
or not special circumstances exist so as to render the matter rare and
exceptional for issuance of a writ of mandamus. Damarlane v.
Santos, 6 FSM Intrm. 45, 46-47 (Pon. 1993). A request for mandamus so as to avoid a long and
costly appeal does not present rare and exceptional circumstances so as to
warrant issuance of a writ of mandamus. Damarlane v.
Santos, 6 FSM Intrm. 45, 47 (Pon. 1993). The writ of mandamus is an extraordinary remedy, the
object of which is not to cure a mere legal error or to serve as a
substitute for appeal, but to require an official to carry out a clear
non-discretionary duty. Senda v. Trial
Division, 6 FSM Intrm. 336, 338 (App. 1994). A writ of prohibition will only issue to prevent an
inferior court or tribunal from acting without or in excess of its
jurisdiction. It must be directed to a court or tribunal inferior in
rank to the one issuing the writ. As a general rule, it cannot issue
from one court to another of equal rank. Berman v. FSM Supreme
Court (I), 7 FSM Intrm. 8, 3 (App. 1995). A writ of prohibition is an extraordinary writ and
cannot be issued when there is a plain, speedy and adequate remedy
otherwise available that has not been exhausted. Berman v. FSM Supreme
Court (I), 7 FSM Intrm. 8, 3 (App. 1995). A writ of prohibition will not issue to disqualify an
FSM Supreme Court justice where the party seeking disqualification has not
filed a motion to disqualify or recuse to be considered by the justice
whose disqualification is sought. Berman v. FSM Supreme
Court (I), 7 FSM Intrm. 8, 10 (App. 1995). The proper method to obtain a writ of prohibition to
disqualify a member of an appellate panel is to move for disqualification
before that member, and, if the recusal motion is denied, to file a
petition for a writ of prohibition as a separate matter to be considered
by an appellate panel constituted pursuant to Appellate Rule 21(a).
Berman v. FSM Supreme
Court (I), 7 FSM Intrm. 8, 10 (App. 1995). In order for a writ of prohibition to issue to
require a judge to recuse himself it must be an abuse of discretion for
the judge not to recuse himself. Where it is not apparent what
interest of the judge could be substantially affected by the outcome of
the proceeding or that the judge is biased or prejudiced the writ will not
issue. Berman v. FSM Supreme
Court (I), 7 FSM Intrm. 8, 10 (App. 1995). A writ of mandamus may only force a ministerial act
or prevent a clear abuse of power and cannot be used to test or overrule a
judge's exercise of discretion. Senda v. Trial
Division, 6 FSM Intrm. 336, 338 (App. 1994). Mere legal error by a judge, even gross legal error
in a particular case, as distinguished from a calculated and repeated
disregard of governing rules, does not suffice to support issuance of the
writ of mandamus. Senda v. Trial
Division, 6 FSM Intrm. 336, 338 (App. 1994). The party seeking a writ of mandamus has the burden
of showing that its right to issuance of the writ is clear and
indisputable. Senda v. Trial
Division, 6 FSM Intrm. 336, 338 (App. 1994). Where the most the petitioner alleges is that the
trial justice committed gross legal error and where the matter is already
on appeal a writ of mandamus will not issue because it was not shown that
the trial justice breached a duty, ministerial in nature, or that he had
engaged in a clear abuse of power. Senda v. Trial
Division, 6 FSM Intrm. 336, 338 (App. 1994). In order to overturn the trial judge's denial of a
motion to recuse an appellant must show an abuse of the trial judge's
discretion. The same standard of review applies to a petition for a
writ of prohibition ordering a judge to recuse himself. Nahnken of Nett v.
Trial Division, 6 FSM Intrm. 339, 340 (App.
1994). Since a prerequisite to the issuance of a writ of
mandamus is the existence of a clear duty that is being violated by the
trial court, no writ will issue when the petitioner has not established
that the trial court had any duty, much less a clear duty. Gimnang v. Trial
Division, 6 FSM Intrm. 482, 485 (App. 1994). The writ of mandamus is an extraordinary remedy
designed to prevent public officials from committing clear abuses of
power. As such, mandamus relief cannot be used as a precaution
against future events that may never occur. Damarlane v. Pohnpei
State Court, 6 FSM Intrm. 561, 563-64 (Pon.
1994). A writ of mandamus is an extraordinary remedy issued
to require a public official to carry out a clear non-discretionary duty
to which the petitioner has an indisputable right, and it may not be
issued for the purpose of requiring a public official to carry out an act
that is not within his authority. Katau Corp. v.
Micronesian Maritime Auth., 6 FSM Intrm. 621, 622 (Pon.
1994). Because the Micronesian Maritime Authority has
discretion in negotiating and entering into foreign fishing agreements and
because statutorily a fishing permit cannot be issued without a signed
agreement a court cannot issue a writ of mandamus to compel issuance of a
fishing permit because it cannot order performance of a statutorily
forbidden act. Katau Corp. v.
Micronesian Maritime Auth., 6 FSM Intrm. 621, 624 (Pon.
1994). Each Justice,
Clerk, and Assistant Clerk of the Supreme Court shall have power to
administer oaths and affirmations, take acknowledgements, and exercise all
powers of a notary public. Source: PL 1_31 §
17. Cross-reference: The form of oath or
affirmation is found at 1 FSMC 301.
(1) Any Justice of the Supreme
Court shall have the power to punish contempt of court.
Contempt of court is:
(a) any intentional obstruction
of the administration of justice by any person, including any Clerk
or officer of the Court acting in his official capacity;
or
(b) any intentional disobedience
or resistance to the Court's lawful writ, process, order, rule,
decree, or command.
(2) All adjudications of
contempt shall be pursuant to the following practices and
procedures:
(a) Any person accused of
committing any civil contempt shall have a right to notice of the charges
and an opportunity to present a defense and mitigation. A person
found in civil contempt may be imprisoned until such time as he complies
with the order or pays an amount necessary to compensate the injured
party, or both;
(b) Any person accused of
committing a criminal contempt shall have a right to notice of the charges
and an opportunity to present a defense and mitigation; provided, however,
that no punishment of a fine of more than $100 or imprisonment shall
be imposed unless the accused is given a right to notice of the charges,
to a speedy public trial, to confront the witnesses against him, to compel
the attendance of witnesses in his behalf, to have the assistance of
counsel, and to be released on bail pending adjudication of the charges.
He shall have a right to be charged within three months of the
contempt and a right not to be charged twice for the same contempt;
and
(c) A person found to be in
contempt of court shall be fined not more than $1,000 or imprisoned for
not more than six months.
(3) Any adjudication of contempt
is subject to appeal to the Appellate Division of the Supreme Court.
Any punishment of contempt may be stayed pending appeal, but a
punishment of imprisonment shall be stayed on appeal automatically, unless
the Court finds that a stay of imprisonment will cause an immediate
obstruction of justice, which finding must be supported by written
findings of fact. A denial of a stay of imprisonment is subject to
review. Source: PL 1-31 §
18. Case
annotations: The right of citizens to express their views,
including views critical of public officials, is fundamental to the
development of a healthy political system. Therefore, courts are generally
reluctant to find that expression of opinions asserted outside of the
court itself, however intemperate or misguided, constitute contempt of
court. In re Iriarte
(I), 1 FSM Intrm. 239, 247-48 (Pon.
1983). Voluntary acts or omissions by a person, done with
knowledge of facts sufficient to warn the person that such acts or
omission could create a substantial risk of court delay, may constitute
intentional obstruction of the administration of justice. In re
Tarpley, 2 FSM Intrm. 221, 224 (Pon. 1986). [Editor's
note: reversed by In re Tarpley, 3 FSM Intrm. 162 (App.
1987).] A counsel's decision to take steps which may cause
him to be late for a scheduled court hearing, coupled with his failure to
advise the court and opposing counsel of the possibility that he might be
late to the hearing, may, when followed by failure to appear at the
scheduled time, constitute an intentional obstruction of the
administration of justice within the meaning of section 119(1)(a) of the
Judiciary Act, and may be contempt of court. 4 FSMC 119(1)(a). In re Robert
(II), 1 FSM Intrm. 18, 20 (Pon. 1981). When counsel receives notice of a hearing, yet
intentionally departs without making adequate efforts to reschedule the
hearing or to assure that someone will appear on behalf of the client, he
knowingly creates a substantial risk of obstruction of justice. In re
Tarpley, 2 FSM Intrm. 221, 224_25 (Pon. 1986). [Editor.
s note: reversed by In re Tarpley, 3 FSM Intrm. 162 (App.
1987).] The need to assure fairness in judicial proceedings
is especially pronounced where, as in a criminal contempt proceeding, the
court itself is the accuser. In re Iriarte
(I), 1 FSM Intrm. 239, 248 (Pon. 1983). In criminal contempt proceedings, reasonable notice
of a charge and an opportunity to be heard are basic in our system of
jurisprudence; these rights include a right to examine witnesses against
one, to offer testimony, and to be represented by counsel. In re Iriarte
(I), 1 FSM Intrm. 239, 250 (Pon. 1983). To insure that order is maintained in court
proceedings, courts have a limited power to make a finding of contempt
summarily, where the contemptuous conduct takes place during courtroom
proceedings and is personally observed by the judge, and where the judge
acts immediately. In re Iriarte
(I), 1 FSM Intrm. 239, 250 (Pon. 1983). A hearing on a charge of contempt is less critical to
fairness where the events occur before the judge's own eyes and a
reporter's transcript is available. In re Iriarte
(I), 1 FSM Intrm. 239, 250 (Pon. 1984). A summary punishment always, and rightly, is regarded
with disfavor. Where conviction and punishment is delayed it is much
more difficult to argue that action without notice or hearing of any kind
is necessary to preserve order and enable the court to proceed with its
business. In re Iriarte
(I), 1 FSM Intrm. 239, 251 (Pon. 1983). The defendant of a criminal contempt charge is
entitled to those procedural rights normally accorded other criminal
defendants. In re Iriarte
(II), 1 FSM Intrm. 255, 260 (Pon. 1983). Where the accused disrupts courtroom proceedings and
the judge must act immediately to restore order, a trial judge may
immediately convict a defendant (the accused) through a "summary
contempt" procedure, that is, without prior notice or hearing. In re Iriarte
(II), 1 FSM Intrm. 255, 260 (Pon. 1983). The summary contempt power may be invoked even after
some delay if it was necessary for a transcript to be prepared to
substantiate the contempt charge, or where the contemner is an attorney
and immediate contempt proceedings may result in a mistrial. In re Iriarte
(II), 1 FSM Intrm. 255, 261 (Pon. 1983). When the necessity to restore order by immediate
court action ends, the court's summary contempt power has expired.
In re Iriarte
(II), 1 FSM Intrm. 255, 261 (Pon. 1983). Failure to proceed with a contempt hearing offered by
the court without prior notice cannot be deemed a loss or waiver of the
hearing right itself when no clear and unmistakable warning is issued that
a failure to proceed immediately with the hearing will constitute a loss
or waiver of that right. In re Iriarte
(II), 1 FSM Intrm. 255, 264-65 (Pon. 1983). "Intentional Obstruction," as specified in 4 FSMC
119, requires that the consequences of the act are the purpose for which
it was done, or that the consequences were substantially certain to follow
the act. In re Tarpley
(II), 3 FSM Intrm. 145, 149 (App. 1987). One who acts negligently but whose actions do not
create a substantial risk of obstruction, may not be deemed to have acted
with the necessary intention to be found in contempt. In re Tarpley
(II), 3 FSM Intrm. 145,150 (App. 1987). The Judiciary Act of 1979 permits the court to both
fine and imprison a person found to be in contempt of court, but does not
permit the fine to exceed $1,000.00 or the term of imprisonment to go
beyond six months. Soares v.
FSM, 4 FSM Intrm. 78, 84 (App. 1989). In a contempt trial, the trial court may consider
information in addition to evidence adduced in the contempt hearing itself
when the other information came to the knowledge of the trial court in
previous judicial hearings related to the matter which gave rise to the
contempt charge, and when the judge identified the "outside"
information and gave the defendant an opportunity to object but the
defendant failed to do so. Semes v. FSM, 5
FSM Intrm. 49, 52 (App. 1991). While the Judiciary Act says relatively little about
the appropriate distinctions between civil and criminal contempt
proceedings, the statute does reveal a general expectation of Congress
that the legal system here shall adhere generally to the same kinds of
distinctions between civil and criminal contempt proceedings that have
been established in other common law systems. Damarlane v. Pohnpei
Transp. Auth., 5 FSM Intrm. 62, 65 (Pon.
1991). Although judiciaries are vested with power to require
or authorize initiation of criminal contempt proceedings, and may appoint
private counsel to prosecute those proceedings, judiciaries typically
attempt to appoint for that purpose government attorneys who are already
responsible for public prosecutions. Damarlane v. Pohnpei
Transp. Auth., 5 FSM Intrm. 62, 66 (Pon.
1991). A contempt motion brought, not to obtain leverage to
force compliance with a existing court order, but instead to attempt to
punish the party for a previous violation is criminal in nature. Damarlane v. Pohnpei
Transp. Auth., 5 FSM Intrm. 62, 66 (Pon.
1991). Counsel for a party in a civil action may not be
appointed to prosecute the opposing party for criminal contempt for
violating an order in that action because the primary focus of the private
attorney is likely to be, not on the public interest, but instead upon
obtaining for his or her client the benefits of the court's order.
Damarlane v. Pohnpei
Transp. Auth., 5 FSM Intrm. 62, 67 (Pon.
1991). Where the record lacked any identifiable order
directing a particular counsel to appear before the court, insofar as the
court's expectation was that "somebody" from the Office of the Public
Defender appear, no affirmative duty to appear existed; nor did any
intentional obstruction of the administration of justice occur to support
the lower court's finding of contempt against counsel. In re Powell,
5 FSM Intrm. 114, 117 (App. 1991). Criminal contempt under the FSM Code results from
intentional disregard of a court order; the fact that the defendant was
not specifically informed that he would be subject to punishment for
disobedience does not negate a finding of requisite intent. Alfons v.
FSM, 5 FSM Intrm. 402, 406 (App. 1992). A garnishee who deliberately disobeys a court order
may be held in contempt of court. Mid-Pac Constr. Co.
v. Senda, 6 FSM Intrm. 135, 136 (Pon. 1993). The intentional disobedience required for a
conviction for contempt necessarily includes an element of voluntariness.
In re Contempt of
Cheida, 7 FSM Intrm. 183, 185 (App. 1995). The tardiness of a person who appears before the
court as a witness, not as an attorney, who was presented with an
unexpected legitimate and confirmed conflict between the demands of two
branches of government, and who made efforts to notify the court he would
be late, cannot be considered intentional disobedience of the court's
summons. In re Contempt of
Cheida, 7 FSM Intrm. 183, 186 (App. 1995).
(1) All sessions and records of
the Supreme Court shall be public, except when otherwise ordered by the
Court for good cause.
(2) Any person desiring to
attend any session that has been closed or view any record that has been
suppressed may petition the Court closing the session or suppressing the
record. Any interested person may appeal the action of the Court on
said petition to the Appellate Division of the Supreme
Court. Source: PL 1-31 §
19. Case
annotations: Records A court's inherent supervisory power over its own
records includes the discretion to seal those records if it determines
that the public's right to access is outweighed by legitimate competing
needs for privacy and confidentiality. In re Property of
Doe, 6 FSM Intrm. 606, 607 (Pon. 1994). A court will use a three step process designed to
protect the public's interest in access to its files to determine whether
the records should be sealed: (1) the court will give the public
adequate notice that the judicial records in question may be sealed; (2)
the court will give all interested persons an opportunity to object; and
(3) if, after considering all objections, the court decides that the
records should be sealed, it will seal those records and state on the
record the reasons supporting its decision. In re Property of
Doe, 6 FSM Intrm. 606, 607 (Pon. 1994). When the court has posted public notices throughout
the state and no member of the public, nor any interested party, objected,
and the court has found good cause shown, the records in a case may be
sealed. In re Property of
Doe, 6 FSM Intrm. 606, 607 (Pon. 1994). All decisions
of the Appellate Division of the Supreme Court, including concurring and
dissenting opinions, shall be published. The Trial Division of the
Supreme Court may order one or more of its decisions to be
published. Source: PL 1-31 §
20. Justices of
the Supreme Court shall adhere to the standards of the Code of Judicial
Conduct of the American Bar Association except as otherwise provided by
law or rule. The Chief Justice may by rule prescribe stricter or
additional standards. Source: PL 1-31 §
21. Case
annotations: Judges on the FSM Supreme Court are bound by
the American Bar Association Code of Judicial Conduct incorporated into
law by 4 FSMC 122. Andohn v.
FSM, 1 FSM Intrm. 433, 444 (App. 1984). Canon 3C of the ABA Code of Judicial Conduct applies
in the FSM by virtue of 4 FSMC 122. There is no hint that Canon 3C
as incorporated by the Judiciary Act of 1979, and 4 FSMC 124, were
intended by Congress to have different meanings here. FSM v. Skilling
, 1 FSM Intrm. 464, 471 n.2 (Kos. 1984). The bar against "public comment" by a judge
regarding a case in trial, contained in 4 FSMC 122 and Canon 3A(b) of the
Code of Judicial Conduct of the American Bar Association, is not violated
by a trial court judge's encouraging a representative of the national
official newspaper to publish his opinion on a motion for recusal, and
such encouragement does not demonstrate partiality requiring recusal.
Skilling v. FSM
209, 2 FSM Intrm. 209, 215 (App. 1986). The trial judge is justified in denying a motion for
recusal on the basis of failure of the moving party to file an affidavit
explaining the factual basis for the motion. Skilling v.
FSM, 2 FSM Intrm. 209, 216-217 (App. 1986). No Justice,
Clerk, officer, or employee of the Supreme Court shall practice law in the
Federated States of Micronesia. Source: PL 1_31 §
22.
(1) A Supreme Court Justice
shall disqualify himself in any proceeding in which his impartiality might
reasonably be questioned.
(2) He shall also disqualify
himself in the following circumstances:
(a)
where he has a personal bias or prejudice
concerning a party or his counsel, or personal knowledge of disputed
evidentiary facts concerning the proceeding;
(b) where in private practice he
served as lawyer in the matter in controversy, or a lawyer with whom he
previously practiced law served during such association as a lawyer
concerning the matter, or the Justice or such lawyer has been a material
witness concerning it. The term private practice shall include
practice with legal service or public defender
organizations;
(c) where he has served in
governmental employment and in such capacity participated as counsel,
adviser, or material witness concerning the proceeding or expressed an
opinion concerning the merits of the particular case in
controversy;
(d) where he knows that he,
individually or as a fiduciary, or his spouse or minor child residing in
his household, has a financial interest in the subject matter in
controversy or in a party to the proceeding, or any other interest that
could be substantially affected by the outcome of the
proceeding;
(e) where he or his spouse, or a
person within a close relationship to either of them, or the spouse of
such a person is:
(i) a party to the
proceeding, or an officer, director, or trustee of a
party;
(ii) acting as lawyer in
the proceeding;
(iii) known by the Justice to
have an interest that could be substantially affected by the outcome of
the proceeding; or
(iv) to the Justice's
knowledge likely to be a material witness in the
proceeding.
(3) Upon taking office and every
year thereafter, a Justice shall list as of record the personal and
fiduciary financial interests of himself and his spouse and minor children
residing in his household.
(4) For the purposes of this
section the following words or phrases shall have the meaning
indicated:
(a) "proceeding" includes
pretrial, trial, appellate review, or other stages of
litigation;
(b) "fiduciary" includes
such relationships as executor, administrator, trustee, and
guardian;
(c) "financial interest"
means ownership of a legal or equitable interest, however small, or a
relationship as director, adviser, or other active participant in the
affairs of a party, except that:
(i) ownership in a mutual
or common investment fund that holds securities is not a "financial
interest" in such securities unless the judge participates in the
management of the fund or if the outcome of the proceedings could
substantially affect the value of the fund;
(ii) an office or
membership in an educational, religious, charitable, or civic organization
is a "financial interest" in securities held by the organization only
if the outcome of the proceeding could substantially affect the value of
the securities;
(iii) the proprietary interest
of a policyholder in a mutual insurance company, of a member of a
cooperative association, of a depositor in a mutual savings association or
credit union, or a similar proprietary interest is a "financial
interest" in the organization only if the outcome of the proceeding could
substantially affect the value of the interest;
(iv) ownership of
Government securities is a "financial interest" in the issuer only if
the outcome of the proceeding could substantially affect the value of the
securities.
(5) No Supreme Court Justice
shall accept from the parties to the proceeding a waiver of any ground for
disqualification enumerated in subsection (2) of this section. Where
the ground for disqualification arises only under subsection (1) of this
section, waiver may be accepted provided it is preceded by a full
disclosure on the record of the basis for
disqualification.
(6) A party may move to
disqualify a Supreme Court Justice for one or more of the reasons stated
in subsections (1) or (2) of this section. Said motion shall be
accompanied by an affidavit stating the reasons for the belief that
grounds for disqualification exist, and shall be filed before the trial or
hearing unless good cause is shown for filing it at a later time.
Upon receipt of such a motion, the Justice shall rule on it before
proceeding further in the matter, stating his reasons for granting or
denying it on the record. Source: PL 1-31 §
23. Case
annotation: Practical and policy considerations relating to
judicial administration in the FSM could be viewed as justifying
invocation of the Rule of Necessity whereby judges are obliged to hear and
decide cases from which they might otherwise recuse themselves if no other
judge is available to hear the case. FSM v.
Skilling, 1 FSM Intrm. 464, 4669-70 (Kos.
1984). The Rule of Necessity has been held in the United
States to prevail over the disqualification provisions of 28 U.S.C. § 455
and Canon 3C of the ABA Code of Judicial Conduct, both of which are nearly
identical to the language of 4 FSMC 124(1) and (2). FSM v.
Skilling, 1 FSM Intrm. 464, 470-71 (Kos.
1984). The procedure for recusal provided in the FSM Code,
whereby a party may file a motion for recusal with an affidavit, and the
judge must rule on the motion, stating his reasons for granting or denying
the motion, before any further proceeding is taken, allows the moving
party due process. Skilling v.
FSM, 2 FSM Intrm. 209, 214 (App. 1986). The bar against "public comment" by a judge
regarding a case in trial, contained in 4 FSMC 122 and Canon 3A(b) of the
Code of Judicial Conduct of the American Bar Association, is not violated
by a trial court judge's encouraging a representative of the national
official newspaper to publish his opinion on a motion for recusal, and
such encouragement does not demonstrate partiality requiring recusal.
Skilling v.
FSM, 2 FSM Intrm. 209, 215 (App. 1986). The trial judge is justified in denying a motion for
recusal on the basis of failure of the moving party to file an affidavit
explaining the factual basis for the motion. Skilling v.
FSM, 2 FSM Intrm. 209, 216-17 (App. 1986). The trial court judge's act of encouraging
publication of his opinion on a motion for recusal in a national official
newspaper, taken together with (1) the fining of defense counsel for
tardiness, (2) the length of the sentence imposed, (3) the
judge's comments about community support for defendant, explaining how
that factor was taken into account in sentencing, and (4) the
accelerated pace of sentencing proceedings, which was not
contemporaneously objected to by defense counsel, do not indicate an abuse
of discretion by the judge in denying the motion for recusal. Skilling v. FSM,
2 FSM Intrm. 209, 217 (App. 1986). The power of a justice to recuse himself must be
exercised conscientiously and not be used to avoid difficult or
controversial cases nor merely to accommodate nervous litigants or
counsel. FSM v.
Skilling, 1 FSM Intrm. 464, 471 (Kos. 1984). Questioning a judge's impartiality, under 4 FSMC
124(1), brings into issue possible favoritism, bias or some other interest
of the judge for or against a party. This affords no basis, however,
for disqualifying a judge because of his general attitudes, beliefs, or
philosophy, even where it is apparent that those do not augur well for a
particular litigant. FSM v.
Skilling, 1 FSM Intrm. 464, 472-73 (Kos.
1984). 4 FSMC 124 furnishes no grounds for disqualifying a
judge on the basis of statements of rulings made by him in his judicial
capacity which reflect reasoned views derived from documents submitted,
arguments heard, or testimony received in the course of judicial
proceedings in the same case. FSM v.
Skilling, 1 FSM Intrm. 464, 473 (Kos. 1984).
In order that the impartiality of a judge might
reasonably be questioned there must be facts or reasons which furnish a
rational basis for doubting the judge's impartiality. Reasonableness is to
be considered from the perspective of a disinterested reasonable person.
FSM v.
Skilling, 1 FSM Intrm. 464, 475 (Kos. 1984). The test for determining if the impartiality of a
judge in a proceeding might reasonably be questioned is whether a
disinterested reasonable person, knowing all the circumstances, would
harbor doubts about the judge's impartiality. FSM v
Skilling,1 FSM Intrm. 464, 475 (Kos. 1984). One guide to the kinds of facts which could lead a
disinterested reasonable observer to harbor doubts about a judge's
impartiality is 4 FSMC 124(2). FSM v. Skilling,
1 FSM Intrm. 464, 475 (Kos. 1984). 4 FSMC 124(2) prescribes a subjective test under
which a judge must disqualify himself if he subjectively concludes that he
falls within the statutory provisions. Section 124(1), on the other hand,
provides an objective standard designed to guard against the appearance of
partiality. FSM v.
Skilling, 1 FSM Intrm. 464, 476 (Kos. 1984). 4 FSMC 124(1) was designed to cover contingencies not
foreseen by the draftsmen who set out specific grounds for
disqualification in section 124(2). Despite its "catch all"
nature, however, it remains necessary to show a factual basis, not just
wide-ranging speculation or conclusions, for questioning a judge's
impartiality. FSM v.
Skilling, 1 FSM Intrm. 464, 476-77 (Kos.
1984). A party's motion to have a trial justice recuse
himself is insufficient if not supported by affidavit as required by 4
FSMC 124(c). Jonas v FSM
(II), 2 FSM Intrm. 238, 239 (App. 1986). Where a trial justice is asked to recuse himself
rather than continue to sit on remaining counts after receiving testimony
concerning stricken counts, the issue presented is whether there exists
either actual bias or prejudice, or appearance of partiality. Jonas v. FSM
(II), 2 FSM Intrm. 238, 239 (App. 1986). Recusal No judge should sit in a case in which he is
personally involved. In re Iriarte (II), 1 FSM Intrm. 255, 262
(Pon. 1983). Determination of a judge's bias, prejudice or
partiality should be made on the basis of conduct or information which is
extrajudicial in nature. FSM v. Jonas
(II), 1 FSM Intrm. 306, 317-18 (Pon. 1983). A judge who, at the beginning of a trial, is so
influenced by other information that he knows he will not be capable of
basing his decision solely on the properly admitted evidence in the case
is under an ethical obligation to disqualify himself or herself from the
litigation. FSM v. Jonas
(II), 1 FSM Intrm. 306, 320 n.1 (Pon. 1983). Due process demands impartiality on the part of
adjudicators. Suldan v. FSM
(II), 1 FSM Intrm. 339, 362 (Pon. 1983). There is a presumption that a judicial or
quasi-judicial official is unbiased. The burden is placed on the
party asserting the unconstitutional bias. The presumption of
neutrality can be rebutted by a showing of conflict of interest or some
other specific reason for disqualification. Where disqualification
occurs, it is usually because the adjudicator has a pecuniary interest in
the outcome or has been the target of personal abuse or criticism from the
party before him. Suldan v. FSM
(II), 1 FSM Intrm. 339, 362-63 (Pon. 1983). The fact that answers given by the victim-witness in
response to questions posed by the judge happened to strengthen the
government's case did not, by itself, indicate that the judge was
impermissibly helping the prosecution, or that he was biased against the
defendant. Andohn v.
FSM, 1 FSM Intrm. 433, 446 (App. 1984). Canon 3C of the ABA Code of Judicial Conduct applies
in the FSM by virtue of 4 FSMC 122. There is no hint that Canon 3C
as incorporated by the Judiciary Act of 1979, and 4 FSMC 124, were
intended by Congress to have different meanings here. FSM v.
Skilling, 1 FSM Intrm. 464, 471 n.2 (Kos.
1984). Courts normally adhere to the rule that any alleged
judicial bias and prejudice, to be disqualifying, must stem from an
extrajudicial source. FSM v.
Skillin, 1 FSM Intrm. 464, 483 (Kos. 1984). Adverse rulings by a judge in a case do not create
grounds for disqualification from that case. FSM v. Skilling, 1 FSM Intrm. 464, 484 (Kos.
1984). Due process does not require that a second judge
decide motions for recusal where the trial judge accepts as true all of
the factual allegations in the affidavit of the party seeking recusal, and
must rule only on matters of law in making the decision to recuse or not
recuse himself. Skilling v.
FSM, 2 FSM Intrm. 209, 213 (App. 1986). The normal situation in which recusal may be required
is when a judge's extrajudicial knowledge, relationship or dealings with a
party or the judge's own personal or financial interests, might be such as
to cause a reasonable person to question whether the judge could preside
over and decide a particular case impartiality. In re Main, 4
FSM Intrm. 255, 260 (App. 1990). Recusal of a trial judge from presiding over a
criminal trial, because he has presided over a failed effort to end the
case through a guilty plea, is not automatic, since bias, to be
disqualifying, generally must stem from an extrajudicial source. In re Main, 4
FSM Intrm. 255, 260 (App. 1990). If a judge has participated as an advocate in related
litigation touching upon the same parties, and in the course of that
previous activity has taken a position concerning the issue now before him
as a judge, the appearance of justice, as guaranteed by Due Process
Clause, requires recusal. Etscheit v.
Santos, 5 FSM Intrm. 35, 43 (App. 1991). There are certain circumstances or relationships
which, as a per se matter of due process, require almost automatic
disqualification, and, if a judge has a direct, personal, substantial,
pecuniary interest in the outcome of the case, recusal is constitutionally
mandated. Etscheit v. Santos, 5 FSM Intrm. 35, 43
(App. 1991). To prevent the "probability of unfairness," a
former trial counselor or attorney must refrain from presiding as a trial
judge over litigation involving his former client, and many of the same
issues, and the same interests and the same land, with which the trial
judge has been intimately involved as a trial counselor or attorney.
Etscheit v.
Santos, 5 FSM Intrm. 35, 45 (App. 1991). Where an appellate court has held that a trial judge
is under a clear and non-discretionary duty to step aside from presiding
over a case and the petitioner has a constitutional right to obtain
compliance with that duty, all documents issued after the date of the
appellate decision are null and void and shall be expunged from the record
and the judge shall be enjoined from taking any further action as a judge
in the case. Etscheit v.
Santos, 5 FSM Intrm. 111, 113 (App. 1991). Mere argument by counsel, be it oral or set forth in
a brief, is not the basis on which motions to disqualify are determined.
Motions for recusal must be supported by affidavit stating the
grounds for recusal. It is the movant's burden to go beyond
wide-ranging speculation or conclusions and show a factual basis for
recusal. Jano v. King,
5 FSM Intrm. 266, 268 (Pon. 1992). In determining whether a judge's impartiality might
reasonably be questioned, the test is whither a disinterested reasonable
person who knows all the circumstances would harbor doubts about the
judge's impartiality. A reasonable disinterested observer would
require more evidence than that one of the parties was seen at hotel with
where the judge had checked in. Jano v. King,
5 FSM Intrm. 266, 270 (Pon. 1992). Even when sufficient allegations have not been made,
a judge may disqualify himself if he believes sufficient grounds exist.
Jano v. King,
5 FSM Intrm. 266, 271 (Pon. 1992). In order to overturn the trial judge's denial of a
motion to recuse, the appellant must show an abuse of discretion by the
trial judge. The appellate court will not merely substitute its
judgment for that of the trial judge. Jano v. King,
5 FSM Intrm. 326, 330 (App. 1992). Even if neither party alleges or moves for
disqualification a judge may disqualify himself if he believes sufficient
grounds exist. Youngstrom v.
Youngstrom, 5 FSM Intrm. 385, 387 (Pon. 1992). In order for a judge's personal bias or prejudice to
be disqualifying it must stem from an extrajudicial source or conduct, not
from information learned or events occurring during the course of a trial.
Youngstrom v.
Youngstrom, 5 FSM Intrm. 385, 387 (Pon. 1992). Before a judge disqualifies himself from a case he
should also consider whether his disqualification will cause considerable
delay, require substantial expense and effort, and cause undue disruption
in the advancement of the matter. Youngstrom v.
Youngstrom, 5 FSM Intrm. 385, 387 (Pon. 1992). Pursuant to Kosrae statute, judges of the Kosrae
State Court are subject to the standards of the Code of Judicial Conduct
approved by the American Bar Association. A trial judge who owns one
or two shares in the plaintiff credit union must follow these standards in
deciding whether to recuse himself. Waguk v. Kosrae
Island Credit Union, 6 FSM Intrm. 14, 16-17 (App.
1993). A justice who was a member of a body that negotiated
the Compact and related agreements and who was the one member that signed
the Compact and Extradition Agreement is not disqualified from presiding
over an extradition proceeding by the circumstance of that participation
on the ground that his impartiality might reasonably be questioned.
In re Extradition of
Jano, 6 FSM Intrm. 93, 97-98 (App. 1993). Even where the circumstance does not give rise to a
reasonable person questioning the justice's impartiality, if there is
evidence of actual partiality disqualification would follow. In re Extradition of
Jano, 6 FSM Intrm. 93, 98 (App. 1993). The court is required by statute to rule on a motion
to disqualify the sitting justice before proceeding further on the matter.
Nahnken of Nett v. United States (I), 6 FSM
Intrm. 318, 320 n.1 (Pon. 1994). In order for a justice to be recused for an interest
in the subject matter in controversy not only must the justice have an
interest, but also it must be such that the interest could be
substantially affected by the outcome of the proceeding. Nahnken of Nett v.
United States (I), 6 FSM Intrm. 318, 321 (Pon.
1994). A litigant's unsupported allegations that the trial
judge may have subconscious misgivings is speculation and is insufficient
to support the judge's disqualification. Nahnken of Nett v.
United States (I), 6 FSM Intrm. 318, 322 (Pon.
1994). A judge has a duty to disqualify himself from
presiding in a proceeding in which he entertains a bias or prejudice
against a party. Andohn v.
FSM, 1 FSM Intrm. 433, 444 (App. 1984). Where the trial justice resides in housing provided
for him by the national government by statute and is not an intended
third-party beneficiary to the government's lease of the land and the
action is only for money damages concerning the land the trial justice has
no financial or other interest in the matter that may serve to disqualify
the justice. Nahnken of Nett v.
United States (I), 6 FSM Intrm. 318, 322 (Pon.
1994). Given the social and geographical configuration of
Micronesia the Rule of Necessity may oblige judges to hear and decide
cases from which they would otherwise recuse themselves. Factors to
be considered include delay, expense, and impact on other cases. Nahnken of Nett v.
United States (I), 6 FSM Intrm. 318, 323-24 (Pon.
1994). In order to overturn the trial judge's denial of a
motion to recuse an appellant must show an abuse of the trial judge's
discretion. The same standard of review applies to a petition for a
writ of prohibition ordering a judge to recuse himself. Nahnken of Nett v.
Trial Division, 6 FSM Intrm. 339, 340 (App.
1994). Where trial justice resides in housing rented by the
national government and assigned to the trial justice as a statutory part
of his compensation and the party before the court only seeks a monetary
award for the alleged loss of the land upon which the trial justice
resides the trial justice has no interest which might be substantially
affected by any of the relief requested. It is therefore not an
abuse of the trial justice's discretion to deny a motion to recuse for
interest or bias. Nahnken of Nett v.
Trial Division, 6 FSM Intrm. 339, 340 (App.
1994). A person who is not a party cannot move for the
disqualification of the trial judge because persons who are not parties of
record to a suit have no standing which will enable them to take part in
or control the proceedings. Shiro v.
Pios, 6 FSM Intrm. 541, 543 (Chk. S. Ct. App.
1994). The Clerk of
the Supreme Court shall periodically transmit to the Treasury of the
Federated States of Micronesia all fines and fees collected in the Supreme
Court. Source: PL 1-31 §
24.
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